11:30 AM (EST)

Welcome Remarks

Kim Moffatt, Vice President, Insurance Compliance, HUB Financial Inc.

11:40 AM (EST)

FTC and Needs-based Selling

Astrid Iral, Sunlife

12:15 PM (EST)

Managing Conflicts of Interest

Sandy Matesic, Senior Compliance Officer, Manulife

12:55 PM (EST)

Break

1:25 PM (EST)

Working with Vulnerable Clients

Simon Ioia, Regional Sales Director, Humania Assurance

2:00 PM (EST)

Privacy Discussion

Meghan Pearse, Equitable

2:40 PM (EST)

Break

2:50 PM (EST)

Pitfalls - President's Discussion

Andrew Fink, President, HUB Financial Inc.

Aly Damji, President, HUB Capital Inc.

3:30 PM (EST)

Closing Remarks

David Mendes, Director, Insurance Compliance, HUB Financial Inc.

11:30 AM (EST)

Welcome Remarks

David Mendes, Director, Insurance Compliance, HUB Financial Inc.

11:40 AM (EST)

Cybercrime Prevention

Iilya M., Cybercrime Investigator, York Regional Police

12:15 PM (EST)

Licensing Pitfalls Across Provinces

Melanie Therrien, Head of Licensing & Education, AIC

Alexandra Cavasin, Manager, Practice & Quality Assurance, ICBC

Melissa Bellamy, Senior Manager, FSRA

Steven Tysall, Senior Manager, Licensing Compliance, FSRA

12:55 PM (EST)

Break

1:25 PM (EST)

Tips on Advisor Practice Reviews

Lisa Onwubuke, MSc, FLMI, AIRC
Senior Compliance Manager, Foresters Financial

2:00 PM (EST)

AML/ATF Risk Assessment Requirements

Chie Garcia, BSc, ASRI, AIRC
Manager, Distribution Practices, Empire Life

2:40 PM (EST)

Break

2:50 PM (EST)

Succession Planning

Alexis Couture, Director, Legal Services and Compliance, Assumption Life

3:30 PM (EST)

Closing Remarks

Kim Moffatt, Vice President, Insurance Compliance, HUB Financial Inc.