On-Demand Accredited Webinar Replays
These on-demand sessions are a great way to help grow your business while also earning you CE credits.
Watch the video, take the quiz and earn CE credits!
Please note: You can only earn CE credits once. Whether that be by watching the live sessions or watching the on-demand sessions afterwards.
The following webinars are pending accreditation
Please join Regional Compliance Officers Simone Maynard and Richard Bergeron as they review and discuss HUB Capital’s 2024 Best Practices Guide. The guide includes important reminders regarding KYC completion and stale-dated KYCs, client disclosures, Fund Fact delivery, client notes, and more. It will also review changes involving Limited Trading Authorizations (LTAs), and client authorization, and requirements for opening new Corporate Accounts.
Please note: CE Credits for this webinar are pending accreditation. Once the credits have been confirmed, you will receive a CE certificate.
The following webinars do not include MFDA credits
The 2024 National Investment Forum provides you with a chance to invest in yourself and your practice as we enter 2024. Presentation topics include an economic update, partner strengths highlights, psychology of investing, and much more!
Please note: Only the HUB presentations are accredited for the replay of this event.
The following webinars include MFDA credits
Under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act, you are required to implement a compliance program. In addition to a refresher of your AML requirements, The AML Shop will discuss insurance industry red flags and certain money laundering and terrorist financing risk factors that are particular to your business. We will also explore the reasons and benefits of keeping information up to date, assessing the risk of your clients and knowing when to report to FINTRAC.
This past year brought significant changes and new regulatory obligations for mutual fund representatives with the implementation of Client Focused Reforms. We are finding that advisors are at different stages in understanding and implementation of the tools we created to assist with meeting the enhanced KYC and KYP requirements. Join us for a focused discussion on meeting your regulatory responsibilities and for helpful tips for more meaningful client interactions.
This webinar is only accredited for Ontario and British Columbia advisors.