The end of the second, 2-year cycle of mandatory Continuing Education (CE) credits is quicky approaching on November 30, 2025. All HUB Capital representatives must ensure that they have completed the required CE credits to maintain their mutual fund registration.
To assist our representatives, we are providing the HUB Capital MF CE Credits Guide, available here, which outlines:
✅ How to log into CERTS – the mandatory CE Reporting and Tracking System
✅ What to do if you have login issues with CERTS
✅ Outline of CE Credits Required – a total of 30 CE Credits required (refer to CIRO MFD Rules 1.2.6 and 900):
- 8 Business Conduct credits
- 20 Professional Development credits
- 2 Compliance credits (through CIRO)
✅ How to earn CE Credits
- Fund Company Websites with CE course catalogs (e.g., Dynamic, Mackenzie, and Manulife
- HUB Capital/HUB Financial Webinars – available on HUBLink
- CIRO Compliance Webinars – required for 2 Compliance credits
- How to access certificates for CE credits earned through HUB Capital
- Requirements for Licensed Assistants – must earn 30 CE credits
- Quebec Representatives –requirements for those registered in Quebec only or in Quebec plus another jurisdiction
⚠️ Consequences of Non-Compliance
Failure to obtain the required CE credits by November 30, 2025, will result in:
- Suspension of your mutual fund registration by HUB Capital
- A potential $2,500 fine by CIRO
Action Required
We encourage you to take the following steps immediately:
- Review the HUB Capital CE Credits Information and Guidance Form
- Log into CERTS and verify your CE credit status
- Complete any outstanding CE credits before November 30, 2025
- Attend mandatory HUB Capital/HUB Financial webinars
- Reach out for assistance if needed
Need Help?
If you have any questions, please contact your Regional Compliance Officer for support.