With RRSP season upon us once again, we take this opportunity to remind you of some important HUB Capital policies and procedures – as well as provide some helpful tips and best practices to help you have a successful, and compliant, RRSP season.

We have updated our HUB Capital Compliance Quick Reference Guide to reflect some of the changes we have made to our policies and procedures this past year, as well as provide you with some additional important information to assist you with processing your business in the most efficient way. Please invest the time to review this guide as soon as possible. We also encourage you to keep a copy at your fingertips, to use as reference on a daily basis. Our goal in producing this guide is to give you more time to dedicate to building and protecting your business throughout the year!

If you have any questions, please contact your Regional Compliance Officer.

Thank you for your prompt attention to this matter.

Cheryl Hamilton
Vice President Risk Management and Chief Compliance Officer