The Rules of the Company document sets out the standards to which we expect our Brokers and Associate General Agents (collectively “Advisor”) to adhere to when dealing with clients and in representing Insurers. The HUB Financial Inc. Code of Conduct and Rules of the Company supplements and reinforces but does not replace industry association, provincial regulatory and Insurer Codes of Conduct to which the Advisor may already be subject to and forms part of the contract between the Advisor and HUB Financial Inc.
In order to ensure compliance of laws and regulations and the Fair Treatment of Customers, the Advisor agrees to adhere to the Principles, Obligations and Code of Professional Conduct outlined within the document. The basic principles of the Rules are as follows:
- Priority of Client's Interest: Advisor shall act in a client's best interests
- Integrity: Advisor shall act with integrity
- Competence: Advisor shall act competently
- Diligence: Advisor shall act diligently
- Disclosure: Advisor shall act transparently
- Professionalism: Advisor shall act in a manner that reflects positively upon the industry
- Confidentiality: Advisor shall respect and protect the privacy of others and the confidentiality of client information
- Respect for the Law: Advisor shall act in accordance with the spirit and principles of the law
The HUB Financial Inc. Rules of the Company document serves as a business conduct tool and used as a guide to develop professional practices for your business. You can access the document by clicking on the link above, or by visiting HUBLINK where the most recent version is available. We encourage you to look at this document and the other solutions that are available on HUBLINK to meet your needs.
Remember,
Good Business is Compliant and Compliance Matters!